Check back soon for our 2011 date, or click here to see a list of our upcoming events.
4th Annual OpRisk Conference
March 16, 2010
Bayards, One Hanover Square, New York, NY
CPE Credits: 7.0
Join Your Peers from:
Allianz Global Investors Mgmt. Partners | Arab Banking Corporation |
| Banco Santander | BTIG, LLC |
| Cameron Capital Management, LLC | CIT Group |
| Citi Alternative Investments | Credit Suisse Alternative Investments |
| Delaware Investments | Deutsche Bank |
| Eagle Capital Management | Eton Park Capital Management |
| Goldman Sachs | Gorelick Brothers Capital, LLC |
| Highline Capital Management, LLC | HSH Nordbank NY Branch |
| Hudson Bay Capital Management LP | Ivy Asset Management |
| JPMorgan Asset Management | Kennedy Capital Management, Inc. |
| Kingdon Capital Management, LLC | Manulife Financial |
| MassMutual | MetLife |
| NRRIT | OppenheimerFunds |
| Optima Fund Management LLC | Plural Investments |
| Promark Global Advisors | SEI |
| Select Equity | T. Rowe Price Associates, Inc. |
| UBP Asset Management LLC | Welch Capital Partners, LL |
| Yedid Capital Mgmt. LLC |
| 9:00 | Chairpersons Opening Remarks Dan McKinney, Partner, Financial Services, Ernst & Young |
| 9:15 | Keynote Address: Basel III in the U.S.- Is it to be or Not to be? Preston Thompson, Assistant Vice President, Federal Reserve Bank of Boston |
| 9:45 | Operational Risk Lessons Learned in 2009 and What to Expect in the Year Ahead Moderator: Philippa Girling, Of Counsel, Garrity, Graham, Murphy, Garofalo & Finn P.C. Panelists: Cindy Ma, Managing Director, Houlihan Lockey Jack Gomez, Head of Operational & Fiduciary Risk Management, BNY Mellon Nik Takmopoulos, Director of Operations, Plural Investments, LLC |
| 10:30 | Networking Break with the Exhibitors |
| 10:45 | Best Practices and Practical Approaches towards the Convergence and Integration of Enterprise Risk Management, Compliance and Governance Solutions Speaker: Ali Samad-Khan, President, Stamford Risk Analytics |
11:30 | Counterparty Risk: Challenges, Initiatives and Managing Cross-Asset Exposure Speaker: Kevin McPartland, Senior Analyst, Tabb Group View Presentation |
12:00
| Identifying KRIs for Mitigating Risk and How to Combine Them with Other ORM Processes Moderator: Joe Anastasio, Partner, Capco Panelists: Michelle Evaul, BlackRock Raj Mittal, Director, Citi Patrick McDermott, Senior Director, Freddie Mac Edward Talisse, Morgan Stanley |
| 12:45 | Lunch Break with the Exhibitors |
| 1:45 | Enterprise Risk Management: Obstacles and Benefits Moderator: Paul Zubulake, Senior Analyst, Aite Group Panelists: Kate Leibfried, Operational Risk Manager, Citi Anthony Scianna, Executive Vice President, SunGard Ilene Harker, Head of Enterprise Risk, Western Asset Management |
| 2:30 | Operational Risk Management Challenges Confronting the Buy-Side Moderator: Holly Miller, Partner, Stone House Consulting, LLC Panelists: Maureen McDonough, Operational Risk Manager, GE Asset Management June Ewers, Executive Director of Operational Risk, Morgan Stanley Investment Management Ilene Harker, Head of Enterprise Risk, Western Asset Management |
3:15 | Networking Break with the Exhibitors |
| 3:30 | Conducting Fraud Assessments and Applying New and Innovative Measures for Preventing Sophisticated Fraud Scenarios Moderator: Mike Brodsky, Senior Manager, Deloitte Financial Advisory Services LLP Panelists: David MacNair, Director, Barclays Capital Jon Holland, Executive Director, Morgan Stanley Michael Gandara, Executive Director, JP Morgan Chase |
| 4:15 | Using Internal and External Loss Data in Scenario Analysis: An Approach to Effective Measurement of Operational Risk Speaker: Patrick McDermott, Senior Director, FreddieMac View Presentation |
| 4:45 | Conference Adjourns |






