Voter Information As a reminder, nominees are not permitted to vote for themselves which includes parent companies of nominees and representing PR firms First Name Last Name Company Professional Title Email Phone Voting Solution Provider Categories 1. Best Buy-Side Operations Solution This award will recognize the IT solution, systems, innovation or service that exemplifies the best that a provider has to offer for buy-side firms as they strive for operational excellence. The winning offering can be a standalone product or service or part of a suite. Eagle Investment Systems Eze Software Group iKindi Multifonds OpenLink SimCorp Smartstream 2. Best Clearing & Settlement Solution The voters will be rewarding the solution provider that has achieved a level of excellence via innovation for the clearing and settlement of market transactions. In addition to the established providers, the voters will consider those vendors breaking ground for new financial instruments and the latest regulatory changes. Calypso Cinnober Nomura Research Institute TCS BaNCS 3. Best Client Reporting Solution This award honors the provider that has advanced the complex process of client reporting. The winner will demonstrate that it has improved the customization, look, and feel, and delivery of reports for many kinds of clients and portfolios. The award also recognizes progress in automating reports, managing source data, monitoring the status of productions, and clarity in performance reporting. AxiomSL Broadridge SimCorp SS&C Advent – Black Diamond TCS BaNCS Vestmark 4. Best Client Services Solution The proper care of client starts with the best on-boarding process, which involves flawless know your customer (KYC) data and support. Ongoing customer care is also essential and customer relationship management (CRM) systems can help firms better serve their clients. This award will focus attention on the provider that advances optimal treatment of market participants. Fenergo iMeta Technologies Impact Financial Systems Oranj SS&C Advent 5. Best Collateral Management Solution Financial services firms have had to comply with an onslaught of collateral and margining regulations that are creating workflows that stretch across front, middle and back offices. To alleviate the burdens of the new rules, providers are creating and updating solutions to help firms optimize the oversight of collateral and margining. This award will focus on the provider that has done the most to help firms prevail over an upheaval in a major securities operation. Calypso CloudMargin DTCC – Omgeo Protocoll Misys SmartStream SS&C 6. Best Consultancy for Operations This honor is for the consultancy that has distinguished itself via achievements such as successful operational IT implementations, accredited and noted research, or consulting services that helped clients advance against competitors. Actualize Consulting Citisoft CJC Ltd Sapient 7. Best Corporate Actions Processing Solution Corporate actions processing continues to advance and this award spotlights the provider that has incorporated industry standards, advanced automation, data management, ESG data, and emerging technologies. The winner in this category will have helped its clients move closer to automation and streamlined processing. Fidelity ActionsXchange Markit Information Mosaic SmartStream TCS BaNCS Vestmark 8. Best Cutting-Edge Solution This award recognizes the industry participant that has successfully developed innovative financial technology solutions for middle- and back-office post-trade operations. Eligible areas of consideration include advanced cloud-native services, hybrids of legacy and cutting-edge IT, a groundbreaking offering that eliminates manual processes, and new Ops-focused products that break the mold. FolioDynamix Imagine Software NICE Actimize SmartStream State Street Symbiont 9. Best Cybersecurity Solution The infrastructure of cyberspace has become a key operational concern for financial services firms because so much of what they do relies upon it. This award will give the spotlight to a provider that is helping firms fend off cyber threats and hazards, and helping them to fix vulnerabilities that might allow hackers to steal information and money, and/or commit banking and financial fraud. BAE Systems Cafyne Intralinks VigiTrust 10. Best Derivatives Operations Solution Derivatives operations have gotten complicated and this award cites the provider that has stood above its competitors in achieving excellence via superior services and solutions that greatly improve operations for processing listed and/or over-the-counter (OTC) derivatives. OpenLink REGIS-TR Risk Focus Sapient Tradeweb 11. Best Enterprise Data Management Solution The judges will reward the provider that has successfully applied effective data management capabilities that ease middle- and back-office operations, including innovations that that facilitate straight through processing (STP). Broadridge Eagle Investment Systems Interactive Data MIK Fund Solutions SmartStream Xenomorph 12. Best Investment Book of Record (IBOR) Solution Investment Book of Record (IBOR) solutions have helped increase operational efficiency across the front, middle and back office. This award recognizes the lead IBOR provider. Eagle Investment Systems Misys Multifonds Siepe SimCorp 13. Best Middle-Office Solution The middle office plays an important role in optimizing operations across the enterprise. The winner in this category will be chosen from among the ranks of middle-office operations providers that offer IT resource management services, risk management, risk data analytics, client and security master database support, and services for the coding, configuration, and verification of trades. DTCC Eze Software Group Fidessa Quantifi RIMES 14. Best Middle-to-Back-Office Integration Solution The middle and back-offices are no longer autonomous groups existing independently of each other. They are linked by multiple operations serving multiple assets. This award will spotlight the Ops offering that helps firm facilitate more efficient integration between middle- and back-office applications, particularly IT innovations that eliminate manual systems, legacy solutions and pave the way for operational efficiency. Eze Software Group Fascet Nomura Research Institute OpenLink TCS BaNCS 15. Best New Post-Trade Solution for the Buy Side This distinction focuses attention on the buy-side solution launched during the past year that brings innovation to middle- or back-office functions. The systems to be considered should help the buy side meet crucial operational efficiency demands. New offerings for consideration can come from established providers or newcomers to the industry. Alpha Omega Financial Systems – FIXAffirm Ffastfill – OCR Toolkit SmartStream – Centre of Excellence (CoE) trueEx – truePTS 16. Best Operational Risk Management Solution Operational risk permeates everything that a financial services firm does, including securities trading and all the steps needed to complete a transaction. This award will go to the provider that has shown the most creativity in mitigating operational risk whether it is related to onboarding and KYC challenges, reputational concerns, margining and collateral management woes, data mismanagement, disaster recovery/business continuity, corporate governance, and other issues that may hamper operations. Broadridge Markit – KY3P NICE Actimize OpenLink Thomson Reuters 17. Best Ops Data Management Solution Managing data to get the most out of it for securities operations is an ongoing challenge for all financial services firms. Data that is optimized will yield multiple benefits for current efforts and beyond. This honor is for the provider that has demonstrated that it can help firms derive the most value from their clean data, and pave the way for greater advancements to come. Bloomberg Gresham Computing RIMES SmartStream 18. Best Outsourcing Provider Outsourcing plays a key role for many facets of securities operations. This category honors the provider that offers valuable, reliable, cost-effective and efficient outsourced services to the buy side. The winner in this category will be honored for offering the highest levels of reliability, security and adaptability, and for demonstrating capabilities for rapid implementations and flexible consumer models. BNY Mellon CJC Ltd Nomura Research Institute Northern Trust Vestmark 19. Best Performance Measurement and Attribution System This category spotlights the performance measurement solution provider that offers systems for exemplary calculation of returns for portfolios (benchmarks and composites); calculation of attribution effects for equity and fixed-income portfolios; and calculation of ex-post risk, absolute and relative. BI-SAM Confluence Eagle Investment Systems StatPro 20. Best Pricing or Valuation Solution Firms are under pressure to implement a wide range of new regulatory requirements. Suppliers need to provide more support for transparency, optimal valuation controls, enhanced risk and better infrastructure options. This award will recognize the service supplier that offers: the broadest product coverage; partners that contribute pricing; excellent methodology; and specific features for the buy side. FINCAD Interactive Data Misys Numerix Quantifi 21. Best Reconciliation Solution Reconciliation for securities operations has been the focus of a lot of energy over the past five years. The result is a wider range of opportunities available for firms looking for effective solutions. This category is an opportunity for the industry to reward the solution provider offering an innovative approach that yields great results and support, and helps firms reallocate resources to their advantage. Electra Information Systems FIS Gresham Computing SmartStream TCS BaNCS TriOptima UnaVista, LSEG 22. Best Regulatory Compliance Solution This award is for the supplier that delivers distinguished offerings to help clients meet their regulatory responsibilities for equities, fixed income, derivative instruments and more. The award targets the offering that does the best job of meeting the demands of regulators, anti-money laundering laws, and the latest domestic and international economic sanctions of governmental authorities. AxiomSL BAE Systems Eze Software Group Gresham Computing Smarsh Social Safeguard 23. FinTech Person of the Year This award will recognize a behind-the-scenes individual who has been highly effective in advancing a major financial technology issue impacting the industry. The person to be honored has devoted much time and effort toward proliferating a new standard, a key technology initiative, a regulatory-related project or a technology breakthrough that benefits the industry. The winner in this category must show that he or she can work across the aisle with business executives and staff. Bill Stone, CEO, SS&C Gary Norcross, CEO, FIS Neil Vernon, CTO, Gresham Computing Philippe Chambadal, CEO, SmartStream Rohan Douglas, CEO, Quantifi Stephane Dubois, CEO and Founder, Xignite Sunil Hirani, CEO, trueEx; Co-Founder, Digital Asset Holdings 24. Ops Businessperson of the Year This award honors an executive-level individual who has advanced the cause of financial technology innovation from the business side of the aisle. The winner of this award can be from a solutions provider, an end-user firm, or related consultancy committed to improving securities operations for financial services firms. The winner must demonstrate that he or she has effectively worked with IT managers and operations staff. Blythe Masters, CEO, Digital Asset Holdings Gary Probert, Managing Director, Markets and Securities Services, Citi Karla McKenna, Head of Standards, Global Legal Entity Identifier Foundation (GLEIF) Louis J. Rosato, III, Head of Trade Operations, North America, BlackRock Marianne Brown, COO of FIS’ Institutional and Wholesale business 25. Service Provider of the Year The Service Provider of the Year will be celebrated for advancing the delivery of service, extraordinary client support, new synergies with key market participants and extraordinary leadership in the industry. The winner in this category must be able to show that it boosted the fortunes of its clients. Eagle Investment Systems Eze Software Group OpenLink RIMES Smarsh SmartStream 26. The Editor’s Choice Award for Operational Excellence The FTF News editor, a panel of judges and FTF News readers can nominate a provider, industry group, end-user financial services firm, user group or individual that has embarked upon a successful financial IT project or industry initiative that has advanced operational efficiency and governance. The editor and the judges will pick the top nominees and then the ultimate winner. The group or person to be honored in this category can be selected from a variety of Ops and governance areas, including whistleblowers, operational data providers, financial services firms that achieved an exemplary implementation of an Ops system, or a new provider that disrupts the industry in a positive way. Bill Stone, CEO, SS&C Technologies Submit
