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In the latest case of trade data reporting woes, the SEC has hit Citi with a record $7 million penalty for incomplete “blue sheet” reporting over the past 15 years.
Regulators are continuing their crackdown on securities firms that send erroneous or incomplete information about their transactions as evidenced by the SEC hitting Citigroup Global Markets with the largest penalty so far — $7 million — for “a computer coding error” that caused incomplete “blue sheet” information about executed trades to be sent to the...
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