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The regulator will have a new CEO-president and chairman by the middle of August.
The Financial Industry Regulatory Authority (FINRA) will have a new chairman when John J. “Jack” Brennan, Vanguard Group chairman emeritus and senior advisor, takes over later this month, following the news that Robert W. Cook will become FINRA’s new CEO and president. Brennan and Cook are expected to assume their new posts by August 15,...
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