Latest News
- Disaster and Business Continuity
- Derivatives Operations +
-
Securities Operations
+
- Affirmation, Allocation & Confirmation
- Back Office
- Buy-Side
- Case Studies
- Clearing
- Corporate Actions
- Data Management
- FX Operations
- Hedge Fund Operations
- Industry News
- Mergers & Acquisitions
- Middle-Office
- Operational Risk
- Ops Automation
- Outsourcing
- Private Markets
- Reconciliation & Exceptions
- Risk Management
- Sell-Side
- Settlement
- T+1 Settlement
- Diversity & Human Interest +
- FinTech Trends +
- Opinion +
- Performance Measurement +
- Regulation & Compliance +
- Industry News +
- FTF Media & Content Channels +
- FTF Bull Run Blog
New research finds that asset managers and hedge funds rely upon manual systems for now, but may soon be investing in regtech.
Despite nearly a decade of intense regulatory reforms, many financial services firms appear to have a “high level of dependence on manual processes” for regulatory compliance, according to a new survey from market research and advisory firm Aite Group and governance, risk and compliance services provider Cordium. This reliance makes securities firms more vulnerable to...
Already a subscriber? Login here