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A survey reveals that a substantial segment of financial services firms is side stepping MiFID II while the FCA is reporting a jump in transaction reporting.
Evidence is surfacing that some financial services firms have been risking big fines by failing to comply with the MiFID II reforms while a key U.K. authority is reporting that it has seen a 55 percent increase in MiFID II transaction reports. An integrated communications vendor, TeleWare recently released the results of a survey showing...
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