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Spencer Mindlin, an analyst with Aite Group, wonders in this FTF News Q&A if the SEC’s new regulations are enough to make exchanges and clearinghouses more accountable for their IT infrastructures.
Spencer Mindlin, an analyst with market research firm Aite Group, spoke to FTF News about the SEC’s vote to make the technology infrastructure of the U.S. securities markets more accountable via the Regulation Systems Compliance and Integrity (Regulation SCI). At Aite, Mindlin covers capital markets technology and has more than 15 years of experience in...
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