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FTF News checks in with David Campbell at Broadridge Financial Solutions about the impacts of the Consolidated Audit Trail (CAT) project.
(The Consolidated Audit Trail (CAT) was in the headlines last month as the SEC revised the CAT reporting timeline for broker-dealers due to the complications caused by the COVID-19 pandemic. The new milestones for CAT reporting in 2020 are: June 22: initial equities reporting for large broker-dealers and small broker-dealers that report to FINRA’s Order...
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