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The SEC has named Steven J. Levine as the associate director for the investment adviser/investment company examination program in its Chicago office, officials say.
Levine will oversee the IA/IC examination program in nine Midwestern states, with a staff of roughly 65 examiners, accountants and attorneys.
Levine joined the IA/IC examination program in Chicago in 2010 and has served as one of its two acting associate directors since March 2013. His SEC career began in the enforcement division of the Chicago office in 2000.
As a senior trial counsel Levine played an important role in the SEC’s fraud case against Lord Conrad Black for diverting assets from the public company of the Chicago Sun-Times, among other cases.
“Steven brings outstanding energy and experience that will help us continue to strengthen our risk-based supervision of investment advisers and investment companies,” says Andrew Bowden, director of the SEC’s Office of Compliance Inspections and Examinations (OCIE), which oversees the national examination program, in a statement.
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