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The CFTC issued a no-action letter that will give SEFs and DCMs more time to meet credit screening and straight through processing requirements.
Swap execution facilities (SEFs) that are still sorting out credit screening and straight through processing requirements for block trades got a reprieve from the CFTC when the regulator’s Division of Market Oversight (DMO) issued time-limited, no-action relief last week. The time-limited relief via a no-action letter for SEFs and block trades will last until Dec....
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