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SIFMA’s Kenneth Bentsen wants the regulator to nail down data security protocols for the forthcoming Consolidated Audit Trail system.
Kenneth E. Bentsen, Jr., president and CEO of SIFMA, is calling upon the Securities and Exchange Commission (SEC) to pick up the pace when it comes to a data security proposal for the Consolidated Audit Trail (CAT) system, which is slated to go live in July. The CAT system is the result of SEC Rule...
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