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Allianz Global Investors US has settled criminal and civil charges related to a failed options trading strategy. However, an accused former portfolio manager is fighting the charges against him.
Allianz Global Investors U.S. LLC (AGI US) has admitted its guilt in what the SEC is calling “a massive fraudulent scheme” that hid the major risks of a complicated options trading strategy that the firm called “Structured Alpha.” The alleged scheme did not save the Structured Alpha funds, which collapsed and caused investors to lose...
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