Latest News
- Disaster and Business Continuity
- Derivatives Operations +
-
Securities Operations
+
- Affirmation, Allocation & Confirmation
- Back Office
- Buy-Side
- Case Studies
- Clearing
- Corporate Actions
- Data Management
- FX Operations
- Hedge Fund Operations
- Industry News
- Mergers & Acquisitions
- Middle-Office
- Operational Risk
- Ops Automation
- Outsourcing
- Private Markets
- Reconciliation & Exceptions
- Risk Management
- Sell-Side
- Settlement
- T+1 Settlement
- Diversity & Human Interest +
- FinTech Trends +
- Opinion +
- Performance Measurement +
- Regulation & Compliance +
- Industry News +
- FTF Media & Content Channels +
- FTF Bull Run Blog
The SEC is investigating whether information allegedly supplied by a Congressional staffer led to a major case of insider trading. Analysts say firms should take note because the probe could signal a growing interest on the SEC’s part in the relationship between Wall Street and Capitol Hill.
The number of hedge funds, asset management and other investment firms under suspicion in a SEC insider-trading probe involving an alleged Congressional tip-off recently expanded to 44, giving it the potential to become the largest insider-trading case of all time. The probe, which involves “some of the largest hedge funds and asset management advisers in...
Already a subscriber? Login here