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Deutsche Bank and Credit Suisse are feeling the sting of regulators that are alleging that they failed to deliver accurate regulatory reports, which are essential to monitoring markets in the 21st century.
The CFTC and SEC are continuing their crackdown on firms large and small that fail to sufficiently file regulatory reports that have accurate and usable data that can be applied to monitoring and analyzing securities transactions as evidenced by recent actions against Deutsche Bank and Credit Suisse Securities. The CFTC has ordered Deutsche Bank to...
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