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The regulator wants to know more about ATS-based dark pools of liquidity and is proposing rules that would require detailed disclosures.
The SEC has voted to propose new operational-transparency and regulatory-oversight rules for alternative trading systems that trade stocks listed on a national securities exchange (NMS stocks), including “dark pools.” So-called dark pools of liquidity, on private exchanges not available to the general public, have not — at least until now — been transparent, by definition....
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