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The NY Attorney General’s office and the SEC are penalizing the firms a combined $150 million for allegedly false statements about their dark pools.
Barclays Capital Inc. and Credit Suisse Securities (USA) LLC will pay a combined total of $154.3 million to the State of New York and the SEC to settle investigations into “false statements and omissions made in connection with the marketing of their respective dark pools and other high-speed electronic equities trading services,” according the office...
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