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A recent fine by NY’s DFS for whistleblower violations follows previous actions by the regulator to challenge the bank’s handling of the whistleblower process.
An investigation by New York’s Department of Financial Services (DFS) has resulted in a $15 million fine assessed against Barclays Bank and its New York branch for state whistleblower violations, stemming from alleged attempts by its chief executive officer James Edward “Jes” Staley to identify the author, or authors, of two whistleblowing letters. But the...
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