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The state’s Department of Financial Services has fined the U.K. bank for the CEO’s handling of the whistleblower processes.
An investigation by New York’s Department of Financial Services (DFS) has resulted in a $15 million fine assessed against Barclays Bank and its New York branch for violations of the state’s banking law, stemming from attempts by the bank’s CEO to identify the author, or authors, of two whistleblowing letters. The bank’s attempts violated Barclays’...
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