In this episode of the FTF Exchange Podcast, hosts Maureen Lowe and Nick Holland dive into the findings of a recent industry survey conducted by AutoRek, shedding light on the current challenges and inefficiencies in asset management operations. Jack Niven and Jon Scappaticci of AutoRek provide expert analysis and first hand insight on the trends […]
In this episode of the FTF Exchange Podcast, host Nick Holland speaks with Hermine Wong, a lecturer at UC Berkeley School of Law and former policy leader at Coinbase, to discuss the evolving regulatory landscape of digital assets and financial services. The conversation delves into the shifting regulatory dynamics under the Trump administration, comparing it […]
The U.S. prioritized reducing settlement fails domestically but ignored the knock-on costs for international investors, which have gone through the roof.” So says industry veteran Gary Wright, director at ISITC Europe CIC, in the latest episode of the FTF Exchange podcasts. In this podcast, hosts Maureen Lowe and Nick Holland speak with Wright who delves […]
The SEC’s marketing rule is causing performance, legal and compliance teams to coalesce and collaborate in new ways, says Sanjay Lamba, associate general counsel at the Investment Advisor Association (IAA) in the latest FTF Exchange podcast series edition. For this series episode, Lamba speaks with Maureen Lowe, president and founder of Financial Technologies Forum (FTF) […]
Fixed income market participants are under pressure to develop systematic credit strategies and to improve their valuation and performance analytics capabilities. Yet Peter O’Connor, product manager, FINCAD Analytics Suite, Numerix, says these are data and computation problems much like other IT and Ops issues and firms will be able to catch up. O’Conner, […]
In preparation for the Nov. 7 FTF webinar, Find True North for Sanctions Compliance: AVOID EXPOSURE TO SECURITIES TAINTED BY SANCTIONS, our Director of Event and Content Strategy Nick Holland spoke with Danny McGlynn, president and chief integrity officer at the Institute for Financial Integrity, about the evolution of sanctions regimes and compliance strategies. They explore how […]
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