The U.S. prioritized reducing settlement fails domestically but ignored the knock-on costs for international investors, which have gone through the roof.” So says industry veteran Gary Wright, director at ISITC Europe CIC, in the latest episode of the FTF Exchange podcasts. In this podcast, hosts Maureen Lowe and Nick Holland speak with Wright who delves […]
The SEC’s marketing rule is causing performance, legal and compliance teams to coalesce and collaborate in new ways, says Sanjay Lamba, associate general counsel at the Investment Advisor Association (IAA) in the latest FTF Exchange podcast series edition. For this series episode, Lamba speaks with Maureen Lowe, president and founder of Financial Technologies Forum (FTF) […]
Fixed income market participants are under pressure to develop systematic credit strategies and to improve their valuation and performance analytics capabilities. Yet Peter O’Connor, product manager, FINCAD Analytics Suite, Numerix, says these are data and computation problems much like other IT and Ops issues and firms will be able to catch up. O’Conner, […]
In preparation for the Nov. 7 FTF webinar, Find True North for Sanctions Compliance: AVOID EXPOSURE TO SECURITIES TAINTED BY SANCTIONS, our Director of Event and Content Strategy Nick Holland spoke with Danny McGlynn, president and chief integrity officer at the Institute for Financial Integrity, about the evolution of sanctions regimes and compliance strategies. They explore how […]
The core of any client reporting challenge is inevitably a data problem, and the ultimate solution may be highly personalized self-service capabilities much like a media streaming service, says Andrew Barnett, chief product officer at Hub, a new provider for the global securities operations industry. Barnett is the focus of this edition of the FTF […]
Operations teams need to shift away from multiple outdated accounting systems and data warehouses and toward an ecosystem that allows for these and related systems to talk together in real-time, says Kirk Littleton, sales director at FundGuard, in this edition of the FTF Exchange podcast. These changes will yield firm-wide benefits, including those for performance […]
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