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Donald Runkle, who until recently was the chief compliance officer for Raymond James Financial Services (RJFS), says that CCOs must be prepared to stand up to business heads in order to resolve problems and keep the firm in compliance.
Donald Runkle left his post as chief compliance officer for broker-dealer Raymond James Financial Services (RJFS) in April to join law firm Edgerton & Weaver. He is the firm’s new director of consulting services. He recently spoke to FTF News about his new position, building a compliance team, how Ops and compliance work together and...
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