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The regulator is charging that the U.K. banking giant slipped up on its regular submissions of large trader reports (LTRs) on physical commodity swap positions.
The CFTC has fined London, U.K.-based Barclays Bank PLC $650,000 for “failing to submit accurate large trader reports (LTRs) for physical commodity swap positions,” a violation of the Commodity Exchange Act and CFTC regulations. Barclays has been provisionally registered with the CFTC as a swap dealer since December 12, 2012, and the commission requires dealers...
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