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The regulator has launched an online portal for firms that need to file CFTC Form 40, a key part of a market surveillance effort.
The CFTC is hoping that it is dealing with “some industry concerns” with the launch of “an improved online filing portal” for industry participants that need to submit CFTC Form 40, known as the “Statement of Reporting Trader,” a key part of its large trader reporting program. “The CFTC operates a comprehensive system of collecting...
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