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The regulator is watching for A.I. transgressions, says Chip Jones at Global Relay in a Q&A with FTF News.
(Applications and systems that use artificial intelligence (A.I.) technologies such as chatbots are on the radar of the Financial Industry Regulatory Authority (FINRA), the self-regulatory organization for U.S. broker-dealers. The regulator has issued guidances, updates, and alerts about the subject noting the “benefits for investors include enhanced access to customized products and services, lower costs,...
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