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The SEC and the New York Attorney General’s office say the bank’s dark-pool ranking model (DPRM) was either malfunctioning or passing along inaccurate data.
Deutsche Bank has agreed to pay $37 million in penalties, and admit wrongdoing, to settle state and federal charges that it “misled clients about the performance of a core feature of its automated order router that primarily sent client orders to dark pools,” according to a statement from the SEC. Essentially, that misinformation about the...
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