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A settlement between the SEC and subsidiary Deutsche Bank Securities Inc. requires the firm to repay clients allegedly misled by traders and salespeople.
Deutsche Bank Securities Inc. (DBSI) will be repaying “more than $3.7 million to customers,” including $1.48 million in disgorgements as part of a settlement with the SEC, which is alleging that the Deutsche Bank subsidiary misled customers about the pricing of commercial mortgage-backed securities (CMBSes) from March 2011 to August 2015. DBSI, which once operated...
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