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The regulator is embracing new technology and new interfaces for its systems upgrade.
FINRA, the Financial Industry Regulatory Authority, reports that an overhaul of its registration and disclosure programs is beginning. That overhaul specifically includes the central registration depository (CRD), which is the licensing and registration system that FINRA operates for the U.S. securities industry, and which provides the basis for BrokerCheck, the online portal where investors and...
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