Clearing & Settlement – Best Central Counterparty Clearing House (CCP)
CME Clearing
DTCC
ICE
International Derivatives Clearing Group (IDCG)
Options & Clearing Corporation
Corporate Actions Processing – Best Industry Initiative
Information Mosaic
ISITC North America
SWIFT/XBRL/DTCC (collaboration)
Wolters Kluwer Financial Services
XSP
Risk Management – Most Innovative Approach to Operational Risk
Algorithmics
GlobeOp Financial Services
OpenLink
Sungard
Wolters Kluwer Financial Services
Performance Measurement – Most Effective Client Reporting Solution
BI-SAM Technologies
DST Global Solutions
Eagle Investment Systems
SS&C
StatPro
Reconciliation & Exceptions Management – Best Automated Solution
Caswil Corporation
Fiserv
Omgeo
SmartStream
TriOptima
Regulation & Compliance – Best Document Management Solution
Advent Software, Inc.
Methodware
Omgeo inSITE
Scivantage Maxit
ViewPointe
Derivatives Operations – Best Achievement in Derivatives Automation
BNY Mellon – BNY Mellon Derivatives360SM
Calypso
Murex
Omgeo – Omgeo ProtoColl
OpenLink
Hedge Fund Operations – Best Outsourcing Initiative
BNY Mellon
BT
GlobeOp
Infosys
Tata Consultancy Services
Enterprise Operations – Best Utilization of the Cloud
Cognizant Technology Solutions (CTS)
enStratus
Savvis
SunGard
SWIFT
Enterprise Operations – Most Innovative Mobile Solution
Broadridge
Information Mosaic
Pyxis Mobile
SYBASE
XSP
Best Data Management Initiative
Asset Control
GoldenSource
Omgeo & Markit (partnership – Omgeo ALERT/Markit Document Exchange)
SIX Telekurs
SmartStream DClear Reference Data Services
Most Effective Use of Social Media
DerivAlert
Eze Castle
Progress Software
Pyxis Mobile
SunGard
Acquisition of the Year
BNY Mellon acquired PNC’s Global Investment Servicing Inc. (GIS)
Broadridge acquired City Networks
Misys acquired Sophis
SWIFT acquired SunGard Ambit
Wolters Kluwer Financial Services acquired FRSGlobal
Service Provider of the Year
Advent Software, Inc.
BNY Mellon
Eze Castle
Fiserv
GoldenSource
Omgeo
RIMES
Savvis
SYBASE
XSP
Person of the Year
Marianne C. Brown, President & CEO, Omgeo
Cris Conde, President & CEO, SunGard
Rob Heyvaert, CEO, Capco
Jon Higgins, President & CEO, Ascendant Compliance Management
Tom Gavin, Executive Managing Director, ConvergEx Group; CEO, Eze Castle Software &
David Quinlan, Executive Managing Director, ConvergEx Group; President, Eze Castle Software; President, Eze Castle Transaction Services (joint nomination)
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