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FINRA fined the firm, alleging that it didn't properly screen “a significant number” of U.S. staff.
Fingerprints are important to crime detection. Sometimes they are crucial, uncovering evidence of unknown felonies. You don’t have to be Sherlock Holmes to know that. Which is why it is striking that, between January 2015 and November 2019, Goldman Sachs allegedly “failed to fingerprint and screen for statutory disqualification a significant number of its U.S.-based...
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