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The auditing firm and two affiliates were under the scrutiny of the SEC as two public companies they were reviewing later showed up on the regulator’s radar.
A recent case involving auditor Grant Thornton and two of its affiliates is making it clear that the SEC is watching auditing firms closely and underscoring the need for securities firms to independently verify the data they get from them. In this latest legal action, the SEC’s findings led to Grant Thornton admitting wrongdoing and...
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