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FTF News speaks to Michael Friedman, chief compliance officer (CCO) at proprietary trading firm Trillium Management, about the dangers of market manipulation via “spoofing” and “layering.”
(Editor’s Note: Digital Age market manipulation via practices known as “spoofing” and “layering” are hitting home for many firms and regulators are beginning to take notice. For instance, the Financial Industry Regulatory Authority (FINRA) and major exchange companies recently alleged that the broker-dealer, Lek Securities, and its CEO facilitated acts of layering, spoofing and cross-product...
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