Latest News
- Disaster and Business Continuity
- Derivatives Operations +
-
Securities Operations
+
- Affirmation, Allocation & Confirmation
- Back Office
- Buy-Side
- Case Studies
- Clearing
- Corporate Actions
- Data Management
- FX Operations
- Hedge Fund Operations
- Industry News
- Mergers & Acquisitions
- Middle-Office
- Operational Risk
- Ops Automation
- Outsourcing
- Private Markets
- Reconciliation & Exceptions
- Risk Management
- Sell-Side
- Settlement
- T+1 Settlement
- Diversity & Human Interest +
- FinTech Trends +
- Opinion +
- Performance Measurement +
- Regulation & Compliance +
- Industry News +
- FTF Media & Content Channels +
- FTF Bull Run Blog
The SEC alleges that Nicholas M. Mitsakos used a client’s money to pay legal bills, credit cards and rent, and make payments on a Mercedes.
The SEC has charged Nicholas M. Mitsakos and his fund Matrix Capital Markets (MCM), the California-registered investment advisory firm he founded in 2013, with fraud, accusing them of “pretending to manage millions of dollars in assets and then stealing money from the first client who invested with them based on their misrepresentations.” Those SEC allegations...
Already a subscriber? Login here
