Latest News
- Derivatives Operations +
-
Securities Operations
+
- Affirmation, Allocation & Confirmation
- Back Office
- Buy-Side
- Case Studies
- Clearing
- Corporate Actions
- Data Management
- FX Operations
- Hedge Fund Operations
- Industry News
- Mergers & Acquisitions
- Middle-Office
- Operational Risk
- Ops Automation
- Outsourcing
- Private Markets
- Reconciliation & Exceptions
- Risk Management
- Sell-Side
- Settlement
- T+1 Settlement
- Diversity & Human Interest +
- FinTech Trends +
- Opinion +
- Performance Measurement +
- Regulation & Compliance +
- Industry News +
- FTF Media & Content Channels +
- FTF Bull Run Blog
The SEC alleges that Deer Park Road Management Co. had deficient valuation policies and procedures.
Hedge fund Deer Park Road Management Company has paid a $5 million penalty to settle charges from an SEC investigation that alleges its policies and procedures governing the valuation of fund assets had “compliance deficiencies.” In addition, the firm’s chief investment officer Scott E. Burg has paid a $250,000 penalty as part of the settlement...
Already a subscriber? Login here
