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The firm is admitting that it violated U.S. securities laws via its cross-border services.
HSBC Private Bank (Suisse) is admitting wrongdoing and will pay $12.5 million to settle charges from the SEC that the Swiss-based private banking arm violated federal securities laws by not registering with the regulator before providing cross-border brokerage and investment advisory services to U.S. clients, SEC officials say. HSBC Private Bank has agreed to pay...
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