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The vendor’s new module takes aim at the forthcoming reporting requirements of the Consolidated Audit Trail initiative.
Financial technology vendor Indus Valley Partners (IVP) has launched a module for its IVP Raptor regulatory reporting platform that targets buy-side firms required to comply with FINRA’s Consolidated Audit Trail (CAT) initiative to collect every order, cancellation, modification and trade execution for all exchange-listed equities and options transacted via U.S. financial markets. The SEC-approved CAT...
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