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Mitsubishi UFJ Morgan Stanley Securities has settled spoofing charges in the proprietary trading of Japanese government bond futures, and will pay $2.3 million in fines and penalties.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (MUMSS) has been fined and penalized on charges that it used spoofing tactics while engaging in the proprietary trading of Japanese government bond futures, which it will have to suspend from Oct. 9 to Oct 11 as a disciplinary measure. The actions were taken by the Osaka Exchange...
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