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The SEC last month put on hold a MiFID II rule that compels buy-side firms to change the way that they pay for their research. Mark Rubin, president of vendor Global Commission Systems (GloComm), takes questions about how the SEC’s action will impact U.S. firms.
(Editor’s Note: U.S. securities firms breathed a collective sigh of relief when the SEC in late October decided to pause for 30 months the MiFID II unbundling stipulation. The controversial E.U. market reform specifies that buy-side firms unbundle the money they pay for research from the money that they spend on execution via sell-side firms....
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