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Toronto-headquartered Caldwell Partners International Inc., an executive search firm, reports that Glenn Buggy has joined as a senior partner in the asset and wealth management practice, and as the leader of the legal, risk and regulatory oversight practice.
His mandate is to “focus on leading the firm’s growth in financial services legal, compliance, anti-financial crimes, regulatory risk, and governance; as well as [on] enhancing the firm’s expertise and presence in the asset and wealth management industry, where he has worked as a consultant for 20 years,” according to a statement
He joins Caldwell “after 11 years at CTPartners, where he was a partner in the financial services practice and leader of the firm’s global compliance, legal and regulatory practice, and a senior partner in the asset and wealth management practice,” Caldwell says.
Buggy brings “diverse expertise across the financial services verticals, having developed long term client relationships with renowned global investment management, insurance, capital markets and diversified financial services firms,” Paul Heller, leader of the firm’s financial services practice, says in the statement.
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- Caldwell Partners,
- asset management,
- executive search,
- regulatory enforcement,
- wealth management
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