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Auditors play a key role in vetting sanctions compliance claims and in finding problems that need to be addressed.
The global flow of economic sanctions against Russia for its invasion of Ukraine is ongoing and getting more complex. To help broker-dealers and their auditors stay on top of sanctions and their impacts, the Public Company Accounting Oversight Board (PCAOB) recently released a “Spotlight” guide on the subject: “Auditing Considerations Related to the Invasion of...
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