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The investment banking arm of the Royal Bank of Canada has settled with the SEC.
The SEC reports that investment bank RBC Capital Markets, part of the Royal Bank of Canada, will pay a $2.5 million settlement for “causing materially false and misleading disclosures about its valuation analysis in a proxy statement for Rural/Metro Corporation’s sale in 2011 to a private equity firm.” That firm was Warburg Pincus. Rural/Metro, a...
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