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The regulator is alleging that the former investment banking analyst relayed insider information about pending mergers to a friend.
The SEC is charging a former investment banking analyst, Ashish Aggarwal, who worked in J.P. Morgan’s San Francisco office, with illegally relaying insider information to his friend that was “confidential information about clients involved in impending mergers and acquisitions of technology companies,” officials say. The SEC is also charging Aggarwal’s friend and another individual with...
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