Latest News
- Disaster and Business Continuity
- Derivatives Operations +
-
Securities Operations
+
- Affirmation, Allocation & Confirmation
- Back Office
- Buy-Side
- Case Studies
- Clearing
- Corporate Actions
- Data Management
- FX Operations
- Hedge Fund Operations
- Industry News
- Mergers & Acquisitions
- Middle-Office
- Operational Risk
- Ops Automation
- Outsourcing
- Private Markets
- Reconciliation & Exceptions
- Risk Management
- Sell-Side
- Settlement
- T+1 Settlement
- Diversity & Human Interest +
- FinTech Trends +
- Opinion +
- Performance Measurement +
- Regulation & Compliance +
- Industry News +
- FTF Media & Content Channels +
- FTF Bull Run Blog
The regulator is giving the Limit Up-Limit Down effort another year to prove its viability.
The SEC has issued an order extending the pilot period of a key initiative under the Regulation National Market System (Reg NMS) plan for one year. Known as the limit up-limit down (LULD) mechanism, it was first formulated in 2012 to address today’s extraordinary, often technology-mediated market volatility. The LULD pilot is meant to control...
Already a subscriber? Login here