Latest News
- Derivatives Operations +
-
Securities Operations
+
- Affirmation, Allocation & Confirmation
- Back Office
- Buy-Side
- Case Studies
- Clearing
- Corporate Actions
- Data Management
- FX Operations
- Hedge Fund Operations
- Industry News
- Mergers & Acquisitions
- Middle-Office
- Operational Risk
- Ops Automation
- Outsourcing
- Private Markets
- Reconciliation & Exceptions
- Risk Management
- Sell-Side
- Settlement
- T+1 Settlement
- Diversity & Human Interest +
- FinTech Trends +
- Opinion +
- Performance Measurement +
- Regulation & Compliance +
- Industry News +
- FTF Media & Content Channels +
- FTF Bull Run Blog
The regulator is said to be readying rules that would make it easier for firms to reclaim executive pay in the event of financial misstatements or fraud.
The so-called “claw back” provision of the Dodd-Frank Act – which would allow securities firms to take back executive compensation resulting from fraudulent or otherwise inaccurate financial statements – is one of the few parts of the massive 2010 law that still hasn’t been turned into an actual rule yet. That might change soon however,...
Already a subscriber? Login here