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The SEC has filled two deputy director posts in the Division of Trading and Markets: Gary Barnett and Gary Goldsholle, officials say. Barnett and Goldsholle succeed former deputy directors James Burns and John Ramsay, who left the agency earlier this year.
Barnett will be responsible for the office of broker-dealer finances, and the office of derivatives policy and trading practices. Goldsholle will oversee the offices of the chief counsel, clearance and settlement and market supervision. The office of analytics and research, meanwhile, will report to the division director.
Prior to joining the SEC, Barnett served as the director of the Division of Swap Dealer and Intermediary Oversight at the CFTC. Before that, he was a partner and head of the U.S. derivatives and structured finance group at the law firm Linklaters.
Goldsholle joins the SEC from the Municipal Securities Rulemaking Board (MSRB), where he has been general counsel since 2012. Prior to that post, he spent 15 years as a vice president and associate general counsel at the Financial Industry Regulatory Authority (FINRA).
“I am pleased to announce these additions to our staff,” says Stephen Luparello, director of the Division of Trading and Markets, in a prepared statement. “Each brings a wealth of experience that will help us execute our broad and important policy agenda.”
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