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NYSE and two affiliate exchanges have been charged with an erroneous market-wide regulatory halt, misrepresenting stock prices as automated, and applying price collars during unusual market volatility.
The SEC reports that it has charged the New York Stock Exchange (NYSE) and two affiliated exchanges (NYSE American and NYSE Arca) with “regulatory failures in connection with multiple episodes, including several disruptive market events.” The violations alleged by NYSE officials include “erroneously implementing a market-wide regulatory halt, negligently misrepresenting stock prices as ‘automated’ despite...
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