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Cathy is the Chief Compliance Officer of Burgundy Asset Management which is a global investment manager providing discretionary investment management for private clients, foundations, endowments, pensions and family offices in Canada, U.S, and Europe. Cathy has more than 16 years of combined professional experience, with a background in U.S., European, Asian and Canadian securities regulations. Having worked within the legal or compliance departments in the IT and insurance industries and finally landed on asset management, Cathy is a believer that everyone has a role in compliance. She believes that if people understand the rules and why the rules are important in protecting clients, they will be eager to be compliant.
Cathy is a member of the American Bar Association and New York State Bar Association.