The Financial Industry Regulatory Authority, aka FINRA, the self-regulatory organization (SRO) for the brokerage business, has issued a warning to the broker-dealers it supervises. According to a “special alert” from FINRA, dated March 25, 2021, so-called “retail investors” have a new rip-off to worry about. “Retail investors” are, for the most part, non-professionals who might be losing big… Read More >>