The exodus from the SEC continues as Andrew J. Ceresney, director for the SEC’s enforcement division — the largest division of the regulator — will be leaving his post by the end of the year after a four-year term that set enforcement action records. After he leaves the SEC, it is not known what Ceresney’s… Read More >>
Apollo Global Management Reaches $52.7M Settlement with SEC
Private equity giant Apollo Global Management has settled with the SEC for $52.7 million for alleged fee and conflict of interest violations while the firm counters that it has been enhancing its disclosure and compliance efforts related to these matters long before the regulator’s inquiry began. SEC officials are charging that four private equity fund… Read More >>
