Citicom Solutions, a telecom and mobile services provider for financial services firms, has opened offices across Asia Pacific. The expansion is meant to “respond to the market need for a global financial compliance solution,” the company says in a statement. Ian Summerfield, chairman of Citicom Solutions, is supervising the opening of the Asia Pacific offices,… Read More >>
Swaps Dealers Face New SEC Recordkeeping Rules
The SEC is moving toward new recordkeeping, reporting, and notification requirements for what the regulator defines as “security-based swap dealers” and “major security-based swap market participants,” officials say. “The SEC’s proposed rules will require security-based swaps dealers to record and archive all communications related to swaps transactions including emails, instant messages and recordings of phone… Read More >>
