The New Year brings opportunities to take on post-trade securities operations challenges or at least take the time to review the progress your firm has made in its trajectory to operational efficiency. It’s also a chance to make resolutions that will guide the firm throughout the year. To help firms craft a list of Ops… Read More >>
CFTC’s Bowen Names Legal and Policy Staff
CFTC Commissioner Sharon Bowen has announced her legal and policy staff to help her “carry out the Commission’s efforts to implement the Dodd-Frank Act and ensure compliance with the Commission’s regulations,” according to a statement. The appointments are: Eric Juzenas, principal adviser Juzenas previously served in several senior roles at the CFTC, including deputy director… Read More >>